Licensing & SRO
SRO affiliation & FINMA licensing
SRO Affiliation
Financial intermediaries under the Anti-Money Laundering Act must join a recognised Self-Regulatory Organisation. We prepare and manage the full affiliation application.
- AML risk analysis & internal directives
- Compliance & AML officer setup
- Documentation & submission
- Ongoing supervision support
FINMA Licensing
We guide you through authorisation from the Swiss Financial Market Supervisory Authority — from portfolio managers to trustees and financial institutions.
- Licence category assessment
- Business plan & organisation
- Fit & proper documentation
- Liaison with FINMA & supervisory bodies
Web3, Crypto & Fintech
We navigate FINMA token classifications, SRO membership and banking access for entities operating from Crypto Valley in Zug.
- Token & activity classification
- SRO membership for crypto
- Banking & VASP setup
- Regulatory roadmap
Regulated Entities
We support asset managers, fund structures, payment providers and other regulated business models entering the Swiss market.
- Structure & substance planning
- Governance frameworks
- Outsourcing & audit setup
- Ongoing compliance
The process
A clear path to authorisation
Eligibility review
We assess your activities and determine whether SRO affiliation, FINMA licensing, or both apply.
Prepare documentation
We compile your AML directives, business plans, organisational charts and fit-and-proper files to standard.
Submit & liaise
We file the application and act as your point of contact with the SRO or FINMA throughout review.
Operate & maintain
Once authorised, we support your ongoing compliance, reporting and supervisory obligations.
Start today
Ready to establish your Swiss company?
Book a free consultation. We map out your structure, licensing needs and timeline — with a clear scope from day one.